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Registered Rep. shapes the opinions, actions and recommendations of retail investment professionals by providing unbiased insight on trends, regulatory concerns, practice management, and investment advice that assist them in building their practices.
Registered Rep. serves more than 100,000 stockbrokers, financial planners, branch managers, registered advisors and other retail financial professionals.
REP. is the most trusted digital and print source for the retail investment professional, serving brokers, financial advisors, RIA’s, IBD's, insurance, financial planners, and financial product companies with award-winning insight coverage of the brokerage, wealth management, fund and financial product industry as well as breaking news, data, rankings, and profiles.
REP. serves more than 100,000 financial advisors, financial planners, branch managers, registered investment advisors and other retail financial professionals.
| Job Function |
Postal |
Email |
| Stockbroker/registered Rep |
65345 |
20892 |
| Branch Manager/osj |
6857 |
2441 |
| Chairman/ceo/president & O |
12580 |
3606 |
| Sales Assistant |
6315 |
1781 |
| Registered Investment Advi |
27497 |
8050 |
| Financial Planning |
34761 |
11181 |
| Bank Investment Sales |
2828 |
629 |
| Insurance Sales |
4401 |
1439 |
| Other (specify) |
3329 |
1777 |
| |
|
|
| |
|
|
| Title Category |
Postal |
Email |
| Top Management |
50518 |
17099 |
| Middle/administrative Management |
14362 |
4699 |
| Financial Management |
58773 |
19858 |
| Sales & Marketing Management |
24512 |
7162 |
| Information Technology (it) Professionals |
389 |
118 |
| Production Management |
298 |
108 |
| Engineering Management |
507 |
135 |
| Professionals |
22914 |
7335 |
| All Other Management |
1904 |
646 |
| Vp-level |
16570 |
6504 |
| Director-level |
7362 |
2353 |
| Manager-level |
9671 |
3216 |
| Assistant -level |
2811 |
770 |
| Human Resources |
380 |
115 |
| Purchasing |
4 |
2 |
| Retired |
10 |
10 |
| Senior (c-level Or Higher) |
21017 |
6572 |
| Students |
20 |
11 |
| Education |
129 |
60 |
| Medical |
14 |
2 |
| Lawyers |
210 |
126 |
| |
|
|
| Type of Firm |
Postal |
Email |
| National Wirehouse |
38464 |
15058 |
| Regional Brokerage |
25678 |
8177 |
| Independent Brokerage |
47276 |
14734 |
| Discount Brokerage - Old |
2 |
0 |
| Bank Brokerage |
14897 |
3945 |
| Financial Planning |
1982 |
438 |
| Insurance |
16658 |
5497 |
| Ria Firm |
27273 |
7614 |
| Accounting - Old |
1 |
0 |
| Law - Old |
4 |
0 |
| Online Brokerage - Old |
1 |
0 |
| Other (specify) |
3183 |
1865 |
| |
|
|
| Series 7 (gs) Licensed |
Postal |
Email |
| No |
67308 |
20735 |
| Yes |
111425 |
38210 |
| |
|
|
| Licenses/Desig Hold |
Postal |
Email |
| Series 3 (fr) |
35241 |
10378 |
| Series 4 (op) |
33865 |
9968 |
| Series 6 (ir) |
39997 |
13449 |
| Series 8 (su) |
11195 |
3969 |
| Series 64 (res) |
5968 |
2059 |
| Series 65 (iar) |
31043 |
10927 |
| Sec Reg Invest Adv |
361 |
108 |
| C F P |
17086 |
5676 |
| C P A |
5976 |
1979 |
| Series 24 (gp) |
15883 |
5339 |
| Series 63 |
44892 |
15843 |
| Series 66 |
26994 |
9604 |
| C H F C |
6787 |
2250 |
| C L U |
6600 |
2187 |
| Other |
18877 |
6534 |
| None Of The Above |
8343 |
2597 |
| |
|
|
| Assets Under Mgt |
Postal |
Email |
| $150 Million Or More |
23280 |
8132 |
| $100 Million To $149.9 Mil |
11843 |
4336 |
| $50 Million To $99.9 Milli |
19404 |
7068 |
| $25 Million To $49.9 Milli |
17881 |
6407 |
| Under $25 Million |
40751 |
14009 |
| |
|
|
| Gross Annual Production |
Postal |
Email |
| $2 Million Or More |
9859 |
3209 |
| $1 Million To $1999999 |
11211 |
4034 |
| $500000 To $999999 |
30707 |
11083 |
| $250000 To $499999 |
15326 |
5343 |
| $100000 To $249999 |
15569 |
5354 |
| Under $99999 |
15905 |
5146 |
| |
|
|
| Prim Method of Compensa |
Postal |
Email |
| Fee Only |
18295 |
5682 |
| Commission Only |
26298 |
8267 |
| Fee & Commission |
71508 |
24273 |
| |
|
|
| Years Worked in Finance |
Postal |
Email |
| Less Than 5 Years |
12060 |
3879 |
| 5 To 10 Years |
18454 |
5774 |
| 10 Years Or More |
93074 |
30882 |
| |
|
|
| State |
Postal |
Email |
| Alberta |
56 |
22 |
| Alaska |
277 |
86 |
| Alabama |
1875 |
589 |
| Arkansas |
1216 |
396 |
| Arizona |
2933 |
900 |
| British Columbia |
106 |
56 |
| California |
18971 |
5758 |
| Colorado |
3991 |
1196 |
| Connecticut |
3868 |
1205 |
| District Of Columbia |
586 |
179 |
| Delaware |
542 |
173 |
| Florida |
10927 |
3644 |
| Georgia |
4229 |
1431 |
| Hawaii |
467 |
179 |
| Iowa |
2297 |
720 |
| Idaho |
945 |
280 |
| Illinois |
8608 |
2865 |
| Indiana |
3462 |
998 |
| Kansas |
2009 |
686 |
| Kentucky |
1624 |
488 |
| Louisiana |
1708 |
615 |
| Massachusetts |
4873 |
1545 |
| Manitoba |
37 |
10 |
| Maryland |
3305 |
1085 |
| Maine |
611 |
212 |
| Michigan |
5192 |
1645 |
| Minnesota |
4516 |
1370 |
| Missouri |
3850 |
1370 |
| Mississippi |
820 |
246 |
| Montana |
557 |
164 |
| New Brunswick |
4 |
3 |
| North Carolina |
4829 |
1612 |
| North Dakota |
552 |
176 |
| Nebraska |
1560 |
560 |
| New Hampshire |
847 |
286 |
| New Jersey |
6988 |
2419 |
| Newfoundland |
1 |
1 |
| New Mexico |
527 |
169 |
| Nova Scotia |
17 |
12 |
| Nevada |
984 |
318 |
| New York |
15602 |
4769 |
| Ohio |
6609 |
2203 |
| Oklahoma |
1553 |
500 |
| Ontario |
576 |
269 |
| Oregon |
2263 |
632 |
| Pennsylvania |
8525 |
2904 |
| Prince Edward Island |
2 |
2 |
| Puerto Rico |
214 |
89 |
| Quebec |
212 |
92 |
| Rhode Island |
530 |
187 |
| South Carolina |
1731 |
605 |
| South Dakota |
621 |
199 |
| Saskatchewan |
4 |
4 |
| Tennessee |
2980 |
974 |
| Texas |
12097 |
3757 |
| Utah |
1424 |
408 |
| Virginia |
3929 |
1213 |
| Virgin Islands |
10 |
5 |
| Vermont |
362 |
124 |
| Washington |
3528 |
1066 |
| Wisconsin |
4252 |
1348 |
| West Virginia |
558 |
182 |
| Wyoming |
259 |
99 |
Informa reaches over 30MM+ professionals and has touch points for virtually every industry.
Their diverse portfolio of properties can help you reach your target audience.
(finance, brokers, advisers, consultant)
(formerly Penton) |
